Investment Selection and Monitoring

Choosing and monitoring investment options in your plan is a serious fiduciary responsibility. ERISA is clear, investment decisions must be based on procedural prudence, which the DOL and courts measure by analyzing the process used.

Our independent investment review process is powered by a proprietary Scorecard SystemTM, used to identify funds that score well against their peers and have low net investment costs. Fiduciary Investment Reviews are held to monitor investments and document compliance.

Investment Selection and Monitoring Services

Serve as a 3(21) or 3(38) Fiduciary
Scorecard Systemâ„¢
Investment Policy Statement
Target Date Fund / QDIA Suitability Review
Investment Search and Selection
Investment Monitoring & Due Diligence
Quarterly Performance Reporting and Review
Quarterly Meeting Summaries

Do You Have A Prudent Process?