Surviving a Department of Labor Audit
Everhart Advisors and Financial Executives International cordially invite you to a complimentary breakfast workshop for a timely and concise discussion on compliance with IRS/Department of Labor retirement plan regulations, while reducing your company and personal fiduciary risk. We are excited to bring these industry experts together and present this most unique opportunity!
Tuesday, October 13, 2015
8:00-8:30 AM Breakfast
8:30-11:00 AM Presentations
The Moraine Country Club
4075 Southern Blvd.
Dayton, OH 45429
TOPICS OF DISCUSSION INCLUDE:
– Investigation of Employee Benefit Plans
What is the DOL looking for?
– 401(k) Annual Accounting Audits
Top 10 plan sponsor pitfalls
– 401(k) Fee Transparency and Cost Control
Understanding fee structures and revenue sharing
– Fiduciary Compliance
Due diligence and best practices
Senior Benefits Advisor | US Department of Labor
Jay J. Moeller, CPA, CGMA
Assurance Partner | McGladrey LLP
Brian Hanna, AIF(R)
Senior Retirement Plan Consultant | Everhart Advisors
Please RSVP by Wednesday, October 7th!